Should Doctors
Start to Police Their
Own? Medical Society
Suspensions and
Discipline
BACKGROUND OF DISCIPLINE
AND SUSPENSION
The
North Carolina Medical
Board, which functions
like the Texas Board of
Medical Examiners, voted
in November to suspend a
neurosurgeon’s license
due to his testimony in
a medical malpractice
case.
This suspension was the
first of its kind in
North Carolina and
probably for the nation.
It may start a trend in
Texas and other states
for medical societies
and medical boards
disciplining doctors who
testify in medical
malpractice cases.
The
doctor in question, Dr.
Gary Lustgarten, is
Florida neurosurgeon who
testified for a
plaintiff in a medical
malpractice case in
North Carolina. The
North Carolina Board
found that Dr.
Lustgarten engaged in
unprofessional conduct
by misstating the facts
involving the defendant
doctor and misapplying
the appropriate standard
of care. Dr. Lustgarten
disputed these findings.
It
is interesting to note
that Dr. Lustgarten had
previously been
disciplined. The
American Academy of
Neurological Surgeons (AANS)
found that he had
engaged in
unprofessional conduct.
Previous to the North
Carolina action in 1995,
AANS disciplined a
Michigan neurosurgeon,
Dr. Donald Austin for
inappropriate expert
witness testimony. That
case, Donald C. Austin
v. American Association
of Neurological
Surgeons, was decided by
the United States Court
of Appeals for the
Seventh Circuit, which
sits in Chicago,
Illinois.
LAWSUIT AGAINST THE AANS
Dr.
Austin flied a lawsuit
against the AANS for
suspending him for six
months. He claimed that
his testifying as a
plaintiff’s medical
expert caused his
suspension. He further
espoused that the AANS
acted in bad faith since
it only disciplined
plaintiff’s experts and
not those who testify
for defendant doctors.
His final complaint was
that the AANS should not
discipline a member
unless it could show the
testimony was
intentionally false.
The
lawsuit in question
involved a woman whose
recurrent laryngeal
nerve was damaged when a
Dr. Ditmore performed
an anterior cervical
fusion that resulted in
a paralyzed vocal cord;
difficulty in
swallowing that
necessitated a
tracheotomy.
At
trial, with no real
basis or medical record
for support, Dr. Austin
was allowed to testify
that an injury could
result only if the Dr.
Ditmore seas careless
in the operation. He
further testified that
Ditmore might have
rushed the operation,
although this was not
documented.
The
jury heard this
testimony despite Dr.
Austin’s lack of
experience, having
performed only 25 to 30
anterior cervical
fusions in more than 30
years of practice.
Meanwhile, the
defendant, Dr. Ditmore,
had performed over 700
anterior cervical
fusions, with this being
the only case resulting
in any permanent damage.
HEARING BEFORE THE AANS
Dr.
Ditmore filed a
complaint with mite AANS
and a hearing was held
to determine if Dr.
Austin should retain his
privileges as a member
of the AANS. A full and
complete hearing with
counsel was conducted
into the allegations
concerning Dr. Austin’s
testimony.
The
major points that were
developed at lie hearing
included that an article
(Ralph B. Cloward,
Complications of
Anterior Cervical Dis
Operation and Their
Treatment,” 69 Surgery
175, 182) that Dr.
Austin claimed
supported his position
did not.
Dr.
Austin testified that
“the majority of
neurosurgeons” supported
his position but at the
AANS hearing, he
admitted that he had
never discussed his
position with any other
doctors. A search of the
medical literature on
the complications with
anterior cervical fusion
shows that permanent
damage is rare but does
occur. These statements
and others were found to
have violated the AANS
ethical code.
LESSONS FROM THE AANS
MATTER
In
reviewing the Lustgarten
and Austin matters,
there may be lessons
other doctors can take
to heart when they are
sued and brought into a
lawsuit. First, if a
member of a medical
association is sued and
another member is called
upon to testify against
the member in a medical
malpractice suit, and
the defendant believes
the testimony is
irresponsible, a
complaint should be
filed. The medical
association should hold
a full and complete
hearing concerning the
complaint.
If
the medical association
has an ethical code or
sets certain standards
for it’s members who
testify in court, the
questionable testimony
may have violated these
standards. Dr. Austin
made some
misrepresentations in
his testimony and did
not provide the court
“with accurate and
documentable opinions.”
Second, there does not
have to be a showing of
knowingly false
testimony for the
organization or
association to
discipline a member. The
standard for discipline
is whether of not the
member gave
irresponsible testimony.
Finally, the United
States Court for the
Seventh Circuit held the
AANS’s actions in
disciplining a
questionable, or “poor
physician, serves an
important public policy
function. Hospitals arc
encouraged tinder the
Health Care Quality
Improvement Act to
conduct professional
review of staff members
and report
unprofessional conduct.
The Court encouraged
medical associations to
do the same if the
actions are taken in
good faith and not for
instance in furtherance
of a political agenda.
Although the author is
unaware of tiny action
by the Texas Board of
Medical Examiners or any
medical association in
Texas that has done what
the North Carolina Board
did in revoking Dr.
Lustgarten’s license or
the AANS sus1tetmtling
Dr. Austin’s membership
privileges, these
actions may be
necessary in time right
case. Others have
proposed holding
academic institutions
liable for the testimony
of their faculty
members; A word of
caution is necessary
since actions in bad
faith may make an
organization liable to
punitive damages and
allegations of witness
intimidation.